Patriot Act

Under Section 326 of USA PATRIOT Act, Hilliard Lyons and affiliates are required to verify the identity of their clients. Hilliard Lyons utilizes the services of outside vendors to assist with this government-mandated requirement. In certain circumstances Hilliard Lyons and affiliates may require a client, even after an account has been established, to present a form of photographic, un-expired government issued identification evidencing nationality or residency. We appreciate your business and patience with our compliance efforts.